Category Archives: hong-kong

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Lewis Silkin – The ripple effect: how strikes are affecting the wider world of work

With schools closing, trains cancelled and a health service under strain, public sector strikes are impacting on all our lives. But how are they affecting the world of work more generally, and what can employers do to mitigate the disruption?

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After battling through the challenges of the pandemic, employers may feel well prepared for dealing with the disruption that strikes pose to their business operations and staffing arrangements. Yet the issues, both from an employee relations and a legal perspective, are slightly different. From dealing with a closed school to last minute travel cancellations, there are various issues to consider.

Public Sector Strikes

On 1 February public sector workers across sectors including teaching, the civil service and further education, took to the picket lines. This was, of course, just part of a wave of strikes that appears only to be expanding in scope, with the fire service now looking to be affected. As the action impacts on the services that are fundamental to our day to day lives, knock on effects to people’s home and working lives are inevitable.

Transport disruption

Strike action by train drivers on 1 and 3 February resulted in the significant service disruption that has already been seen in previous months. In the north of England, these strikes compound existing problems caused by a network in meltdown.

With commuter trains inevitably impacted, many workers may struggle to get into the office. In the post pandemic world, hybrid working provides an obvious and effective solution. But what about those who cannot work from home, or when their attendance in person that day is imperative?

Communication and flexibility is likely to be key here. Employers will need to speak to employees about what their expectations are around attending the workplace in the face of strikes and discuss alternative options.

Having a written policy which directly addresses the employer’s expectations around both expected and unexpected transport delays is helpful. This would encourage consistency of treatment between different teams and help staff to understand what is expected of them. That said, employers should be sensitive to individual needs: significantly extended travel time in the face of strike disruption is likely to be a greater challenge for those with caring responsibilities and rigid commitments outside their normal working day.

School closures

Parents in England and Wales have now joined those in Scotland in experiencing flashbacks to ‘home schooling’ as thousands of schools closed last week as a result of teachers’ strikes. This time there is no furlough scheme or work from home mandate, so although the arrangement may feel uncomfortably familiar, the legal position is quite different.

Those with young children or those who cannot work from home may well need to take the day off and the statutory entitlements of parents in this scenario are interesting. We have previously written about the extent to which the law enables employees in the UK to take time off when they need in order to accommodate personal and family commitments, and this is a case in point.

Employees have a statutory right to take a reasonable amount of unpaid time off which is necessary “because of the unexpected disruption or termination of arrangements for the care of a dependant”. How does this apply in the context of industrial action? Employers should be given at least 14 days’ notice of strike action by the unions, begging the question whether such disruption could be considered “unexpected”. But union members do not have to tell their employer whether or not they will be striking, meaning that the impact on individual schools may not be known in advance and notifications to parents might only be made at the last minute.

This is clearly a grey area, but as statutory time off to care for dependants is unpaid, employees may look to other options in any event. Some employees may prefer to take annual leave and others may benefit from a company policy which offers a number of days’ paid leave in this kind of scenario or flexibility in hours to fit around childcare. Again, a clear policy that is applied consistently, could be important here and employers should check whether their policy is clear as to whether school closures would be within scope.

Health service strikes

As with trains, health service strikes must be seen in the context of a service that is already under significant strain. Longer waiting lists and treatment delays were perhaps already being felt in the workplace, with some staff awaiting procedures off work or others working below their potential. Now nursing strikes are also impacting on medical appointments and planned procedures. Employees (whether on sick leave or at work), may experience some non-urgent procedures being cancelled at the last minute. In these circumstances employers will have to be flexible in accommodating these and also carefully assess whether such employees are fit to work whilst they await the procedure being re-arranged.

Strikes in critical services such as ambulances could present a different challenge to some employers. During previous ambulance strikes NHS leaders urged the public to avoid risky activities given the potential delays in receiving emergency care. Clearly a day to avoid a team building adrenaline activity. But more seriously, a shortage of ambulances could be something for employers operating in more inherently dangerous industries to factor into health and safety risk assessments. Or what if an employee is nervous about the higher risk of an accident if commuting compared to if working from home at a time when emergency service cover is threatened?

On this, the pandemic saw a rise in claims relating to avoiding serious and imminent danger in the workplace, provisions in the Employment Rights Act that were previously only rarely used. All employees have a statutory right not to be subjected to any detriment or to be dismissed for refusing to come to work in circumstances where the employee has a reasonable belief that they or others are in “serious and imminent danger”. This statutory provision was designed for extreme health and safety emergencies where an employee has no reasonable option but to take evasive action, but in recent years the precise boundaries of the right have been questioned.

Thankfully a recent Court of Appeal decision, Rodgers v. Leeds Laser Cutting Ltd, has clarified their scope: the perceived danger must arise at the workplace and the employee must believe that they are in danger as a result of being at work. Danger “at large” – such as the journey in – would not be covered by these provisions. It also seems unlikely that this high threshold would be met simply by normal work activities being under the shadow of ambulance delays, but this is something employers should be mindful of from a safety perspective generally. And should employees who may be feeling more vulnerable raise health and safety concerns, employers should be prepared to re-assure the employee about the safety protocols they have in place.

In this particular context, it should also be noted that s. 240 of the Trade Union and Labour Relations (Consolidation) Act 1992 makes it an offence for someone wilfully and maliciously to break their employment contract knowing or having reasonable cause to believe that the probable consequences of doing so would be for them to endanger human life or cause serious bodily injury. Employers might take comfort from the argument that the current strikes are not leading to “serious and imminent danger” as, if they were, the employer of the strikers could, and almost certainly would, have sought to prevent the strikes from going ahead (as is known to have been contemplated in the NHS before Christmas before being disregarded as an idea).

Home Office and Border Force strikes

Employers and employees might also feel the impact of strikes on immigration services in both the Home Office and the Border Force on immigration services.

There could be delays on immigration processing when the Home Office strikes. The impact of the 1 February strike was limited, mainly to a delay in answering queries on the Home Office’s contact centre. However, future strikes could affect general case work, and in particular urgent cases, especially if they run over multiple days.

Border Force officers were on strike again on 1 February through to 7 am on 2 February, with further action scheduled for 17, 18, 19 and 20 February. The Christmas strike only affected a limited number of ports of entry. The February strikes affected all air and sea entry points, as well as the juxtaposed controls at Calais, Dunkirk and Coquelles. Passengers have been warned to expect delays, however if the experience to-date is repeated, the issue may be more that passengers will not be as robustly screened as usual, due to there only being limited people staffing the entry points who have powers under the Immigration Acts. The strikes planned for later in February affect the ports of Dover, Calais, Coquelles and Dunkirk. The extent of disruption to travellers arising from the future strike days is yet to be known. It is likely to be felt most at the controls in France, both because of the successive days of action, the volume of passengers returning from February half-term break and the fact that these control points cannot be staffed by the military.

Operational impact

The wider impact of the strike can be seen on businesses across the UK. The ONS reported that one in eight (13%) businesses had been affected by industrial action in October 2022. The biggest impact was seen on wholesale and retail trade as well as on the hospitality industry. The most common effects were that more than a quarter (27%) of those businesses were unable to obtain necessary goods for their businesses, and 24% of businesses were unable to operate fully.

In industries already facing staff shortages, reduced trade due to the reduction in footfall of office workers and the cost of living crisis mean that the impact of the public sector strike action will come as another blow. Such employers are likely to be looking at reducing business costs, and may first look to the option of redundancies. But this is not always a cheap option and may mean that valuable skills and experience are lost and the morale of retained staff is severely impacted. Employers should also be aware of alternative cost cutting measures that may better suit the needs of their business.

Is there an end in sight?

In response to the current wave of industrial action, the government has introduced the Strikes (Minimum Service Levels) Bill (the Bill) (which we wrote about here). The Bill has now completed its passage through the House of Commons and is currently awaiting its second reading in the House of Lords on 21 February 2023.

Whilst the detail and scope of such minimum service levels is currently unknown, the Bill would, at least in its current form, enable the government to make regulations to limit trade unions’ powers to cause widescale disruption in six key sectors: (i) health services; (ii) fire and rescue services; (iii) education services; (iv) transport services; (v) nuclear decommissioning; and (vi) border security.

The immediate impact of the Bill on the current wave of strikes, however, is likely to be minimal. It is likely to take time for the Bill to become law, if it passes at all in its current form despite likely opposition in the House of Lords. Further regulations would then be required, and these will almost certainly be challenged by way of judicial review in light of their potential incompatibility with the European Convention on Human Rights.

The Bill does not, therefore, provide any immediate comfort for businesses trying to manage the broader impact of the strikes. So, unfortunately, it appears that industrial action in the public sector is likely to remain an issue for all employers until such time as the pressures being caused by the cost of living crises recede or the government backs down from imposing a real terms pay cut on the public sector.

Related Item(s): Employment

Author(s)/Speaker(s): Emily Atkinson, David Hopper, Rebecca Jobling, Kathryn Denyer,

Categories hong-kong

Lewis Silkin – Some UK Ancestry dependants can settle sooner than you may think

If you are the partner or child of a person with UK Ancestry, you may be eligible to apply for settlement in the UK earlier than you may think, and in some cases immediately.

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In this article ‘person with UK Ancestry’ means a person who has UK immigration permission under the UK Ancestry route, or who has British citizenship or is settled in the UK following on from holding such permission.

There are a number of reasons why dependants of persons with UK Ancestry are in a more favourable position than dependants in most other immigration categories:

  • Unlike for other routes, the partner of a person with UK Ancestry is not required to complete a qualifying period of five years as a partner dependant before becoming eligible for settlement;
  • The partner of a person with UK Ancestry is not subject to a continuous residence requirement for settlement in the UK;
  • It is not necessary for a dependant to have immigration permission as a dependant of a person with UK Ancestry when they apply for settlement; and
  • Settlement as the dependant of a person with UK Ancestry can happen even though the main applicant has gone on to become settled or a British citizen.

These reasons are underappreciated and may lead to eligible individuals staying on limited immigration permission for longer than required, and/or to them making unnecessary and costly immigration applications.

Who is a dependant of a person with UK Ancestry?

Broadly, a dependant under the UK Ancestry route is:

  • The spouse, civil partner unmarried partner (cohabiting for at least the two years before the application) of a person with UK Ancestry; and
  • The child of person with UK Ancestry, provided the child is either under 18, or over 18 but was last granted permission as a child dependant of a person with UK Ancestry.

What are the notable requirements for settlement as a dependant of a person with UK Ancestry?

The person with UK Ancestry must either:

  • Be applying for settlement at the same time as the dependant;
  • Be settled following on from holding immigration permission under the UK Ancestry route; or
  • Have acquired British citizenship following on from holding immigration permission under the UK Ancestry route.

With limited exceptions, a child dependant can only be granted settlement where their other parent is being granted settlement at the same time, is already settled or is a British citizen.

The dependant must be in the UK and can hold or have last been granted immigration permission in any category except for the following:

  • Visitor;
  • Short-term Student;
  • Parent of a Child Student;
  • Seasonal Worker;
  • Domestic Worker in a Private Household; or
  • Immigration permission granted outside the Immigration Rules.

They must not be on immigration bail and (with limited exceptions) must not be an overstayer.

This position is considerably more liberal than the immigration requirements for dependants to settle in most other immigration categories. There is no requirement to ever have been granted immigration status as the dependant of a person with UK Ancestry, nor are there any requirements relating to absences from the UK.

A partner dependant must still however be able to demonstrate they in a genuine and subsisting relationship with the person with UK Ancestry and intend to live together with that person while they are in the UK.

A child dependant must be able to demonstrate they are not living an independent life if they are aged 16 or over.

If the partner or child dependant is aged 18 or over on the date of application, they must also meet an English Language requirement and have passed the Life in the UK Test.

What are some the main practical implications of these Rules?

Examples of scenarios where these Rules may be beneficial include the following:

  • If the person with UK Ancestry is settled or has become a British citizen and their partner has been granted entry clearance under Appendix FM or any other non-excluded category, the partner can apply for settlement immediately after they arrive in the UK (and any linked child dependants can apply at the same time); and
  • If a person is in the UK with permission under any non-excluded immigration category becomes the partner of a person with UK Ancestry, they can apply for settlement immediately unless the person with UK Ancestry is not yet eligible for settlement under the route.

If you require assistance with an application or have any queries about the UK Ancestry route and eligibility for dependants, please get in touch with a member of our Immigration Team.

Related Item(s): Immigration

Author(s)/Speaker(s): Supinder Singh Sian, Sam Koppel, Thomas Glenn,

Categories hong-kong

Lewis Silkin – British citizens on business travel in the Schengen Area: case study for Belgium

The right to work or conduct business in the Schengen Area must be verified on a case-by-case basis, considering the immigration laws in each country the person intends to be present in. This article focuses on the position for British citizens on business travel to Belgium.

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Short recap: visa exemption

As highlighted in our previous article “Travel and Work within the Schengen Area: British citizens”, British citizens can enter and stay in the countries of the Schengen Area for 90 days in any 180-day period without having to apply for a short-term visa (the so-called ‘Schengen visa’ or ‘visa type C’).

This visa exemption does not give British citizens the right to work within the Schengen Area. The right to work must be verified based on the applicable immigration laws in each country the person intends to be present in.

Can British citizens work or conduct business in Belgium?

Unless they are considered as beneficiaries from the Withdrawal agreement (pre-Brexit status), British citizens are not automatically entitled to work or conduct business in Belgium. As a rule, an authorisation to work in the form of a work permit (for less than 90 days) or a single permit (for more than 90 days) has to be obtained in advance.

However, there are several exemptions that may be applicable to enable “work authorisation-free” business travel, including:

  • Exemptions stemming from the Trade and Cooperation Agreement concluded between the EU and the UK (‘TCA’); and
  • Exemptions stemming from national (and regional) legislation.

What type of “work authorisation-free” business travel is possible under the TCA?

British citizens can work or conduct business as an employee in Belgium for a duration of 90 days in any six-month period as ‘Short-term business visitor’ provided that they:

  • Are not engaged in selling their goods or supplying services to the general public;
  • Do not receive payment from within Belgium;
  • Work or conduct business that falls within the following activities listed in annex 21 to the TCA, such as:
  • Attending meetings or conferences, or consultations;
  • Acting as a technical, scientific or statistical researcher doing independent research or research for their UK employer;
  • Acting as a market researcher or analyst doing research or analysis for their UK employer;
  • Receiving training in techniques and work practices which are used by companies or organisations in Belgium, provided this is restricted to observation, familiarisation and classroom instruction;
  • Attending trade fairs and exhibitions to promote their company or its products/services;
  • Taking orders to supply services or goods and negotiating/entering into agreements to sell services or goods;
  • Purchasing goods or services for a company;
  • Installing, repairing, servicing or advising on machinery, equipment, computer software or hardware (or training Belgium-based workers to do this), where either the UK company is the manufacturer or supplier, or is part of a contractual arrangement for after-sales service that was agreed at the time of a sale or lease (this includes under a warranty or other service contract incidental to the sale or lease);
  • Engaging in commercial transactions on behalf of a UK company;
  • Acting as a tour or travel agent, tour guide or tour operator attending a convention or accompanying a tour group from the UK; and
  • Acting as a translator or interpreter on behalf of their UK employer.

Contrary to other EU countries, Belgium did not choose to make any reservations to the TCA regarding the activities permitted as a short-term business visitor. It should therefore be noted that some other EU countries might require a work permit for certain activities that Belgium allows under work authorisation-free business travel.

This exemption only relates to work authorisation. Therefore, it is possible that a Belgian residence permit will have to be applied for if the stay in Belgium is not or no longer covered by the Schengen visa exemption following extensive (business) travel in other Schengen countries.

What type of “work authorisation-free” business travel is possible under Belgian immigration legislation?

British citizens can work or conduct business as an employee in Belgium for certain activities that are deemed to have an insufficient link with the Belgian territory (based on the nature and/or duration of the activities) to warrant an authorisation to work.

A non-exhaustive list of activities for which an exemption can apply (subject to Regional differences) is as follows:

  • Attending internal meetings that do not amount to carrying out their UK role (limited to 20 consecutive calendar days per meeting and 60 consecutive calendar days per year)
  • Attending academic conferences;
  • Installing and assembling certain goods (limited to 8 days);
  • Carrying out certain urgent repair and maintenance work (limited to 5 days per month);
  • Participating in international sport competitions as an athlete (maximum of three months per calendar year);
  • Contributing to artistic performances as an artist or support staff (maximum duration varies depending on Region);
  • Participating in certain scientific programmes as a scientist (maximum 3 months per calendar year);
  • Acting as a sales representative of a company located abroad without a presence in Belgium (maximum 3 consecutive months);
  • Being on assignment as a journalist of a foreign press agency (maximum 3 consecutive months);
  • Giving (and in certain cases following) training sessions (in certain cases including training on the job) at a Belgian entity of a multinational business (maximum 3 consecutive months);
  • Genuine employment under an intra-company transferee permit in the framework of short-term mobility (i.e. where the British citizen holds an intra-company transferee permit for an EU country other than Belgium); and
  • Intra-EU service delivery.

Except for short-term mobility for intra-company transferees, these exemptions only relate to the requirement to obtain work authorisation. In other words, it is possible that a Belgian residence permit will have to be applied for if the stay in Belgium is not or no longer covered by the Schengen visa exemption.

What sanctions are there for non-compliance?

Criminal or administrative sanctions can be applied to the employer where business travel breaches Belgium’s legislative framework in the following ways:

  • Illegal employment: where a British citizen performs activities outside the scope of an exemption without an authorisation to work; and
  • Illegal residence: where a British citizen resides in Belgium without a valid residence permit (i.e. where they are an overstayer)

A British citizen who resides illegally in Belgium can also be subject to a temporary re-entry ban or deportation.

If you have any specific queries about travel and work within the Schengen Area, please get in touch with a member of our Immigration Team.

Related Item(s): Immigration

Author(s)/Speaker(s): Supinder Singh Sian, Simon Albers, Clara Le Chevallier,

Categories hong-kong

Lewis Silkin – British citizens on business travel in the Schengen Area: case study for Belgium

The right to work or conduct business in the Schengen Area must be verified on a case-by-case basis, considering the immigration laws in each country the person intends to be present in. This article focuses on the position for British citizens on business travel to Belgium.

Text:

Short recap: visa exemption

As highlighted in our previous article “Travel and Work within the Schengen Area: British citizens”, British citizens can enter and stay in the countries of the Schengen Area for 90 days in any 180-day period without having to apply for a short-term visa (the so-called ‘Schengen visa’ or ‘visa type C’).

This visa exemption does not give British citizens the right to work within the Schengen Area. The right to work must be verified based on the applicable immigration laws in each country the person intends to be present in.

Can British citizens work or conduct business in Belgium?

Unless they are considered as beneficiaries from the Withdrawal agreement (pre-Brexit status), British citizens are not automatically entitled to work or conduct business in Belgium. As a rule, an authorisation to work in the form of a work permit (for less than 90 days) or a single permit (for more than 90 days) has to be obtained in advance.

However, there are several exemptions that may be applicable to enable “work authorisation-free” business travel, including:

  • Exemptions stemming from the Trade and Cooperation Agreement concluded between the EU and the UK (‘TCA’); and
  • Exemptions stemming from national (and regional) legislation.

What type of “work authorisation-free” business travel is possible under the TCA?

British citizens can work or conduct business as an employee in Belgium for a duration of 90 days in any six-month period as ‘Short-term business visitor’ provided that they:

  • Are not engaged in selling their goods or supplying services to the general public;
  • Do not receive payment from within Belgium;
  • Work or conduct business that falls within the following activities listed in annex 21 to the TCA, such as:
  • Attending meetings or conferences, or consultations;
  • Acting as a technical, scientific or statistical researcher doing independent research or research for their UK employer;
  • Acting as a market researcher or analyst doing research or analysis for their UK employer;
  • Receiving training in techniques and work practices which are used by companies or organisations in Belgium, provided this is restricted to observation, familiarisation and classroom instruction;
  • Attending trade fairs and exhibitions to promote their company or its products/services;
  • Taking orders to supply services or goods and negotiating/entering into agreements to sell services or goods;
  • Purchasing goods or services for a company;
  • Installing, repairing, servicing or advising on machinery, equipment, computer software or hardware (or training Belgium-based workers to do this), where either the UK company is the manufacturer or supplier, or is part of a contractual arrangement for after-sales service that was agreed at the time of a sale or lease (this includes under a warranty or other service contract incidental to the sale or lease);
  • Engaging in commercial transactions on behalf of a UK company;
  • Acting as a tour or travel agent, tour guide or tour operator attending a convention or accompanying a tour group from the UK; and
  • Acting as a translator or interpreter on behalf of their UK employer.

Contrary to other EU countries, Belgium did not choose to make any reservations to the TCA regarding the activities permitted as a short-term business visitor. It should therefore be noted that some other EU countries might require a work permit for certain activities that Belgium allows under work authorisation-free business travel.

This exemption only relates to work authorisation. Therefore, it is possible that a Belgian residence permit will have to be applied for if the stay in Belgium is not or no longer covered by the Schengen visa exemption following extensive (business) travel in other Schengen countries.

What type of “work authorisation-free” business travel is possible under Belgian immigration legislation?

British citizens can work or conduct business as an employee in Belgium for certain activities that are deemed to have an insufficient link with the Belgian territory (based on the nature and/or duration of the activities) to warrant an authorisation to work.

A non-exhaustive list of activities for which an exemption can apply (subject to Regional differences) is as follows:

  • Attending internal meetings that do not amount to carrying out their UK role (limited to 20 consecutive calendar days per meeting and 60 consecutive calendar days per year)
  • Attending academic conferences;
  • Installing and assembling certain goods (limited to 8 days);
  • Carrying out certain urgent repair and maintenance work (limited to 5 days per month);
  • Participating in international sport competitions as an athlete (maximum of three months per calendar year);
  • Contributing to artistic performances as an artist or support staff (maximum duration varies depending on Region);
  • Participating in certain scientific programmes as a scientist (maximum 3 months per calendar year);
  • Acting as a sales representative of a company located abroad without a presence in Belgium (maximum 3 consecutive months);
  • Being on assignment as a journalist of a foreign press agency (maximum 3 consecutive months);
  • Giving (and in certain cases following) training sessions (in certain cases including training on the job) at a Belgian entity of a multinational business (maximum 3 consecutive months);
  • Genuine employment under an intra-company transferee permit in the framework of short-term mobility (i.e. where the British citizen holds an intra-company transferee permit for an EU country other than Belgium); and
  • Intra-EU service delivery.

Except for short-term mobility for intra-company transferees, these exemptions only relate to the requirement to obtain work authorisation. In other words, it is possible that a Belgian residence permit will have to be applied for if the stay in Belgium is not or no longer covered by the Schengen visa exemption.

What sanctions are there for non-compliance?

Criminal or administrative sanctions can be applied to the employer where business travel breaches Belgium’s legislative framework in the following ways:

  • Illegal employment: where a British citizen performs activities outside the scope of an exemption without an authorisation to work; and
  • Illegal residence: where a British citizen resides in Belgium without a valid residence permit (i.e. where they are an overstayer)

A British citizen who resides illegally in Belgium can also be subject to a temporary re-entry ban or deportation.

If you have any specific queries about travel and work within the Schengen Area, please get in touch with a member of our Immigration Team.

Related Item(s): Immigration

Author(s)/Speaker(s): Supinder Singh Sian, Simon Albers, Clara Le Chevallier,

Categories hong-kong

Lewis Silkin – Monitoring British citizens’ travel in the Schengen Area: EES and ETIAS

Soon, monitoring travel within the Schengen Area will significantly improve with the implementation of new IT systems. This article focuses on how the implementation of the Entry/Exit System (‘EES’) and the European Travel Information and Authorisation System (‘ETIAS’) is likely to affect British travellers.

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Short recap: 90/180 day rule

As highlighted in our previous article Travel and Work within the Schengen Area: British citizens, British citizens can access and reside in the territory of the countries of the Schengen Area for a duration of 90 days in any 180-day period without having to apply for a short-term visa (the so-called ‘Schengen visa’ or ‘visa type C’).

In practice, the enforcement of this rule depends on data collection, data distribution and data monitoring throughout the Schengen Area.

How is travel within the Schengen Area currently monitored?

Travel documents of third-country nationals must be stamped on entry and exit. This obligation is applicable to all member states of the Schengen Area.

The entry and exit stamps are then examined by border guards, to verify, by comparing the dates of entry and exit, that the person has not exceeded the maximum duration of authorised stay within the Schengen Zone.

Although compliance with the 90/180 days rule can already be monitored today, the system is outdated and heavily reliant on human assessment.

Several systems have already been implemented in recent years to facilitate integrated border management. However, up until now, the focus of these changes has been on facilitating travel in practice while safeguarding security (e.g. eGates, matching biometric identifiers of travellers with their travel documents, etc).

It is expected that the planned introduction of an Entry/Exit System (EES) and an Electronic System of Travel Authorisation will further strengthen the ability to monitor and enforce the rules regarding travel of third-country nationals within the Schengen Area.

What will the Entry/Exit System bring to the table?

EES is currently expected to launch on a phased basis from the end of May 2023. It is an automatic registration system that will collect information of third-country nationals admitted for a short stay, including those who require a visa and those who are visa exempt, each time they cross an external border of the Schengen Area. Recorded information will include:

  • the individual’s personal information, travel document and biometric data;
  • the time and place of entry and exit; and
  • previous refusals of entry including date, time, place, refusing authority and reasons for refusal.

Using up-to-date technology, EES will create a record of travel history, calculate the duration of authorised stay, flag ‘overstayers’ (i.e. travellers who have exceeded the maximum duration of their authorised stay), generate alerts when the authorised stay has expired and record refusals of entry.

EES will, in time, replace the current system of manual passport stamping and will allow for efficient and effective border management and improved detection of document and identity fraud. It is also expected to deliver better monitoring of unauthorised short stays of third-country nationals. The aim of the system is to make the external borders stronger, smarter and more secure.

What will the European Travel Information and Authorisation System (‘ETIAS’) bring to the table?

ETIAS is currently expected to be operational in November 2023. It is a system that will collect and screen personal information of third-country nationals who are exempt from requiring a Schengen visa.

To obtain valid travel authorisation, Schengen visa exempt third-country nationals or a third party will need to pay a travel authorisation fee and supply data in advance of any intended travel, using an online application form or electronic application, including (but not limited to):

  • the individual’s personal information;
  • travel document information; and
  • the Member State of first intended stay.

This information will be verified and checked for hits against security watchlists and other systems to ensure that entry conditions are met prior to issuing the travel authorisation.

The travel authorisation will be issued for a period of three years or until the end of validity of the travel document registered during the application (whichever comes first) and shall be valid for entering the territory of all Member States.

After ETIAS becomes operational, the current visa exemptions will remain in force but travel for visa exempt nationals will only be possible if the individual holds a valid ETIAS travel authorisation.

An appeal process will be made available for those who wish to challenge an ETIAS travel authorisation refusal. Alternatively, they may choose to make a further application, including submitting further information/evidence on their changed circumstances or other reasons why they meet the requirements for the authorisation to be granted.

How will these systems impact business travel for British citizens?

The introduction of these systems will not alter the underlying rules regarding the duration of allowed stay within the Schengen Area for third-country nationals.

The automatic registration of data will however increase transparency and, if implemented consistently, close off any possibility of entering the Schengen Area as an overstayer or remaining within the area as an overstayer without penalty.

For British citizens and the businesses they work for, the importance of planning business travel, screening travel history and verifying the need for additional requirements in advance will increase after the implementation of EES. This is because the automated calculator which is part of the EES will inform the authorities:

  • on entry, of the maximum duration of authorised stay;
  • during checks or verification within the Schengen Area, of the remaining authorised stay or duration of overstay; and
  • on exit, of any overstay.

As part of the rollout of EES, a third-country national will be able to consult an online tool available on the EES website to verify the maximum duration of authorised stay. This will most likely render the current Schengen Calculator obsolete and will hopefully improve user experience for travelling third-country nationals.

Lastly, ETIAS will have to be taken into consideration as an additional formality and cost to enable business travel to the Schengen Area for British citizens.

We will be discussing EES and ETIAS on 23 January 2023 in our webinar, British citizens travelling for business in the Schengen Area. For further information and to book, click here.

If you have any specific queries about travel and work within the Schengen Area, please get in touch with a member of our Immigration Team.

Related Item(s): Immigration

Author(s)/Speaker(s): Supinder Singh Sian, Simon Albers, Clara Le Chevallier,

Categories hong-kong

Lewis Silkin – Monitoring British citizens’ travel in the Schengen Area: EES and ETIAS

Soon, monitoring travel within the Schengen Area will significantly improve with the implementation of new IT systems. This article focuses on how the implementation of the Entry/Exit System (‘EES’) and the European Travel Information and Authorisation System (‘ETIAS’) is likely to affect British travellers.

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Short recap: 90/180 day rule

As highlighted in our previous article Travel and Work within the Schengen Area: British citizens, British citizens can access and reside in the territory of the countries of the Schengen Area for a duration of 90 days in any 180-day period without having to apply for a short-term visa (the so-called ‘Schengen visa’ or ‘visa type C’).

In practice, the enforcement of this rule depends on data collection, data distribution and data monitoring throughout the Schengen Area.

How is travel within the Schengen Area currently monitored?

Travel documents of third-country nationals must be stamped on entry and exit. This obligation is applicable to all member states of the Schengen Area.

The entry and exit stamps are then examined by border guards, to verify, by comparing the dates of entry and exit, that the person has not exceeded the maximum duration of authorised stay within the Schengen Zone.

Although compliance with the 90/180 days rule can already be monitored today, the system is outdated and heavily reliant on human assessment.

Several systems have already been implemented in recent years to facilitate integrated border management. However, up until now, the focus of these changes has been on facilitating travel in practice while safeguarding security (e.g. eGates, matching biometric identifiers of travellers with their travel documents, etc).

It is expected that the planned introduction of an Entry/Exit System (EES) and an Electronic System of Travel Authorisation will further strengthen the ability to monitor and enforce the rules regarding travel of third-country nationals within the Schengen Area.

What will the Entry/Exit System bring to the table?

EES is currently expected to launch on a phased basis from the end of May 2023. It is an automatic registration system that will collect information of third-country nationals admitted for a short stay, including those who require a visa and those who are visa exempt, each time they cross an external border of the Schengen Area. Recorded information will include:

  • the individual’s personal information, travel document and biometric data;
  • the time and place of entry and exit; and
  • previous refusals of entry including date, time, place, refusing authority and reasons for refusal.

Using up-to-date technology, EES will create a record of travel history, calculate the duration of authorised stay, flag ‘overstayers’ (i.e. travellers who have exceeded the maximum duration of their authorised stay), generate alerts when the authorised stay has expired and record refusals of entry.

EES will, in time, replace the current system of manual passport stamping and will allow for efficient and effective border management and improved detection of document and identity fraud. It is also expected to deliver better monitoring of unauthorised short stays of third-country nationals. The aim of the system is to make the external borders stronger, smarter and more secure.

What will the European Travel Information and Authorisation System (‘ETIAS’) bring to the table?

ETIAS is currently expected to be operational in November 2023. It is a system that will collect and screen personal information of third-country nationals who are exempt from requiring a Schengen visa.

To obtain valid travel authorisation, Schengen visa exempt third-country nationals or a third party will need to pay a travel authorisation fee and supply data in advance of any intended travel, using an online application form or electronic application, including (but not limited to):

  • the individual’s personal information;
  • travel document information; and
  • the Member State of first intended stay.

This information will be verified and checked for hits against security watchlists and other systems to ensure that entry conditions are met prior to issuing the travel authorisation.

The travel authorisation will be issued for a period of three years or until the end of validity of the travel document registered during the application (whichever comes first) and shall be valid for entering the territory of all Member States.

After ETIAS becomes operational, the current visa exemptions will remain in force but travel for visa exempt nationals will only be possible if the individual holds a valid ETIAS travel authorisation.

An appeal process will be made available for those who wish to challenge an ETIAS travel authorisation refusal. Alternatively, they may choose to make a further application, including submitting further information/evidence on their changed circumstances or other reasons why they meet the requirements for the authorisation to be granted.

How will these systems impact business travel for British citizens?

The introduction of these systems will not alter the underlying rules regarding the duration of allowed stay within the Schengen Area for third-country nationals.

The automatic registration of data will however increase transparency and, if implemented consistently, close off any possibility of entering the Schengen Area as an overstayer or remaining within the area as an overstayer without penalty.

For British citizens and the businesses they work for, the importance of planning business travel, screening travel history and verifying the need for additional requirements in advance will increase after the implementation of EES. This is because the automated calculator which is part of the EES will inform the authorities:

  • on entry, of the maximum duration of authorised stay;
  • during checks or verification within the Schengen Area, of the remaining authorised stay or duration of overstay; and
  • on exit, of any overstay.

As part of the rollout of EES, a third-country national will be able to consult an online tool available on the EES website to verify the maximum duration of authorised stay. This will most likely render the current Schengen Calculator obsolete and will hopefully improve user experience for travelling third-country nationals.

Lastly, ETIAS will have to be taken into consideration as an additional formality and cost to enable business travel to the Schengen Area for British citizens.

We will be discussing EES and ETIAS on 23 January 2023 in our webinar, British citizens travelling for business in the Schengen Area. For further information and to book, click here.

If you have any specific queries about travel and work within the Schengen Area, please get in touch with a member of our Immigration Team.

Related Item(s): Immigration

Author(s)/Speaker(s): Supinder Singh Sian, Simon Albers, Clara Le Chevallier,

Categories hong-kong

Lewis Silkin – New Immigration Skills Charge exemption for certain Senior or Specialist Workers

From 1 January 2023, sponsors of EU national workers being transferred from an EU-based business to the UK for up to 36 months under the Global Business Mobility Senior or Specialist Worker route are exempt from paying the Immigration Skills Charge.

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Subject to limited exceptions, sponsors of skilled workers under the Skilled Worker and Global Business Mobility Senior or Specialist Worker routes are required to pay an Immigration Skills Charge (ISC) each time they assign a Certificate of Sponsorship (CoS) to a worker.

Where it applies, the ISC is £1,000 per worker for sponsorship of up to one year by a medium or large sponsor, then £500 per six months in excess of this. For small or charitable sponsors (as defined in Home Office guidance) it is £364 for sponsorship of up to one year, then £182 per six months in excess of this.

Due to new regulations in effect from 1 January 2023, sponsors of Global Business Mobility route Senior or Specialist Workers will be exempt from paying the Immigration Skills Charge if all the following apply:

  • The CoS is assigned on or after 1 January 2023;
  • The worker is a national of an EU country or a Latvian non-citizen (note that nationals of Iceland, Norway, Liechtenstein and Switzerland are excluded);
  • The worker is being assigned to the sponsoring UK business by an EU-based business within the same sponsor group (the EU-based entity must have been disclosed to the Home Office as an entity linked by common ownership or control, in line with the sponsor guidance); and
  • The assignment is for no more than 36 months, as confirmed by the CoS start and end dates.

The Global Business Mobility routes caseworker guidance has also been updated to confirm that:

  • The sponsor must use an ISC-exempt CoS and provide details of the exemption, in this case:
  • That the UK-EU Trade and Cooperation Agreement exemption applies;
  • The location in the EU of the business assigning the worker to the UK; and
  • Where relevant, confirmation that the worker is a Latvian non-citizen passport holder, or is entitled to one.

The exemption is required under the terms of the EU-UK Trade and Cooperation agreement relating to defined intra-corporate transfers between the EU and UK, therefore its scope does not cover the Skilled Worker category. It is possible that similar terms may be negotiated with other countries in the future as part of bilateral trade deals.

This change is belated, but will reduce the cost of sponsoring intra-company transferees on shorter-term assignments where there is no intention for the worker to settle in the UK.

The regulations also confirm that the ISC does not apply to sponsorship under the Scale-up route.

If you have any queries about these developments, please get in touch with a member of our Immigration Team.

Related Item(s): Immigration

Author(s)/Speaker(s): Andrew Osborne, Supinder Singh Sian, Naomi Hanrahan-Soar, Sam Koppel,

Categories hong-kong

Lewis Silkin – New Immigration Skills Charge exemption for certain Senior or Specialist Workers

From 1 January 2023, sponsors of EU national workers being transferred from an EU-based business to the UK for up to 36 months under the Global Business Mobility Senior or Specialist Worker route are exempt from paying the Immigration Skills Charge.

Text:

Subject to limited exceptions, sponsors of skilled workers under the Skilled Worker and Global Business Mobility Senior or Specialist Worker routes are required to pay an Immigration Skills Charge (ISC) each time they assign a Certificate of Sponsorship (CoS) to a worker.

Where it applies, the ISC is £1,000 per worker for sponsorship of up to one year by a medium or large sponsor, then £500 per six months in excess of this. For small or charitable sponsors (as defined in Home Office guidance) it is £364 for sponsorship of up to one year, then £182 per six months in excess of this.

Due to new regulations in effect from 1 January 2023, sponsors of Global Business Mobility route Senior or Specialist Workers will be exempt from paying the Immigration Skills Charge if all the following apply:

  • The CoS is assigned on or after 1 January 2023;
  • The worker is a national of an EU country or a Latvian non-citizen (note that nationals of Iceland, Norway, Liechtenstein and Switzerland are excluded);
  • The worker is being assigned to the sponsoring UK business by an EU-based business within the same sponsor group (the EU-based entity must have been disclosed to the Home Office as an entity linked by common ownership or control, in line with the sponsor guidance); and
  • The assignment is for no more than 36 months, as confirmed by the CoS start and end dates.

The Global Business Mobility routes caseworker guidance has also been updated to confirm that:

  • The sponsor must use an ISC-exempt CoS and provide details of the exemption, in this case:
  • That the UK-EU Trade and Cooperation Agreement exemption applies;
  • The location in the EU of the business assigning the worker to the UK; and
  • Where relevant, confirmation that the worker is a Latvian non-citizen passport holder, or is entitled to one.

The exemption is required under the terms of the EU-UK Trade and Cooperation agreement relating to defined intra-corporate transfers between the EU and UK, therefore its scope does not cover the Skilled Worker category. It is possible that similar terms may be negotiated with other countries in the future as part of bilateral trade deals.

This change is belated, but will reduce the cost of sponsoring intra-company transferees on shorter-term assignments where there is no intention for the worker to settle in the UK.

The regulations also confirm that the ISC does not apply to sponsorship under the Scale-up route.

If you have any queries about these developments, please get in touch with a member of our Immigration Team.

Related Item(s): Immigration

Author(s)/Speaker(s): Andrew Osborne, Supinder Singh Sian, Naomi Hanrahan-Soar, Sam Koppel,

Categories hong-kong

Lewis Silkin – Compliance requirements for new employers in Great Britain

When setting yourself up as an employer in Great Britain it is important to ensure that you understand and follow all the relevant rules. This Inbrief summarises the main legal obligations and administrative requirements that apply to new employers.

Text:

Please note that this Inbrief does not cover Northern Ireland, where many of the principles are the same but specific laws may be different.

Inside

Pre-Employment Checks

Immigration

It is a criminal offence to knowingly employ an illegal worker, or to have reasonable cause to believe this is the case. There is also a civil penalty regime for employing someone who does not have permission to work in the UK. An employer must also ensure they do not employ a person outside of any restriction on the type of work they can do, or the number of hours per week they can work.

An employer is responsible for checking that all its employees have the right to work in the UK, even if they will be working at home. If the employer has performed the checks correctly, it will have a statutory excuse against liability for a penalty of up to £20,000 if a person turns out to be an illegal worker. The employer must carry out right to work checks in line with the Home Office document, Right to work checks: an employer’s guide – GOV.UK (www.gov.uk). It is important to note that the employer will not have an excuse if it knowingly employs an illegal worker or has reasonable cause to believe it is doing so, regardless of any document checks carried out before or during a person’s employment.

Depending on the circumstances of the individual, a right to work check should normally be carried out either as a digital, online or manual check. The Home Office Employers’ right to work checklist covers the process for each of these. Where indicated in the Employer’s right to work checklist, or where an individual has an outstanding application, administrative review or appeal, the employer should use the Employer Checking Service and obtain a Positive Verification Notice.

Immigration law is complex, particularly where a person has restrictions on their right to work or is a sponsored worker, and there are significant penalties for getting it wrong. Specialist advice should be sought if required, and our team of immigration specialists would be very happy to assist with any questions that you may have.

Other Checks

Employers usually take references from former employers and often check the prospective employee’s qualifications. Rules about rehabilitation of offenders and data protection laws mean that criminal record checks can only be used in limited circumstances.

Statement of Main Terms and Conditions of Employment

When an employer first employs someone, it is required to give them a statement of the main terms and conditions of their employment no later than the beginning of their employment. The contents of the statement are determined by statute. For more information see our Inbrief on Contracts of Employment.

Employees also have a number of minimum rights which should be reflected in their contract, including:

  • to be paid at least National Minimum Wage;
  • to be given sufficient rest breaks;
  • 5.6 weeks’ paid holiday each year;
  • a right to minimum statutory notice on termination of employment.

Employment policies

Employers are required to have certain policies and procedures. Some are a minimum legal requirement, while there are many other policies that it is good practice to have in place. Legally required policies are:

  • Disciplinary policy;
  • Grievance policy;
  • Suite of data protection compliant personal data policies, including Privacy Notice, Record of Processing, Breach Policy, Workplace Responsibilities Policy, External Privacy Notice;
  • Equal opportunities/diversity policy (not strictly a legal requirement, but an essential element of a defence to a discrimination claim);
  • Health and safety policy statement; and
  • If turnover is greater than £36 million in a financial year, a statement on modern slavery.

Other policies that it may be useful to have include:

  • Harassment and bullying policy;
  • Sickness absence policy;
  • Flexible working policy;
  • Home working policy;
  • Whistleblowing policy.

Payroll

Pay As You Earn (PAYE) is the system that HM Revenue & Customs (HMRC) uses to collect Income Tax and National Insurance contributions (NICs) from employees’ pay as they earn it. An employer has to register with HMRC and set up a payroll system. Once registered, the employer receives their Employer PAYE reference and links to the HMRC website where it can download all the forms and information needed to operate PAYE.

Employers are required to deduct tax and NICs from employees’ pay each pay period and to pay Employer’s Class 1 NICs if they earn above a certain threshold. These amounts are paid to HMRC monthly or quarterly. If the correct amounts are not sent, or are sent in late, interest may be payable. In order to make such deductions from an employee’s pay the employer needs their employer PAYE reference, the employee’s tax code and the employee’s National Insurance number. The employee will be able to supply their National Insurance number. The employee’s tax code is usually available from their P45 or P46. The employee’s gross pay, deductions and net pay must be outlined in an itemised payslip.

After the end of the tax year (which runs from 6 April to 5 April every year) an employer must send HMRC an Employer Annual Return (form P35 and forms P14). Almost all employers are required to file this online.

Pension Auto-Enrolment

All employers in the UK must automatically enrol eligible jobholders in a qualifying pension scheme or the National Employment Savings Trust (NEST), unless they are already members of a qualifying scheme. For more information see our Inbrief on Pension auto-enrolment.

Record Keeping

An employer’s main legal obligations in relation to record keeping are:

  • Payroll and wage records must be kept for six years from the financial year-end in which payments were made.
  • PAYE records must be kept for not less than three years after the end of the tax year to which they relate.
  • Sickness records required for the purposes of statutory sick pay must be kept for three years after the end of the tax year in which payments are made.
  • Maternity records must be kept for three years after the end of the tax year in which the maternity pay period ends.
  • Any report of a reportable accident, death or injury in connection with work must be kept for at least three years from the date the report was made.
  • Records in relation to hours worked and payments made to employees must be kept for six years beginning with the end date of the following pay reference period.
  • Immigration checks must be kept until two years after the termination of employment.

Working Time

All employers must comply with the Working Time Regulations 1998, which set out limits on working time together with employees’ entitlements to rest breaks and holidays. Employers are responsible for managing employees’ working time. For more information see our Inbrief on the Working Time Regulations.

The main obligations for employers in relation to employees who work during the day are:

  • Take all reasonable steps to ensure that each worker’s average working time (including overtime) does not exceed 48 hours per week. The averaging is performed over a 17 week period.
  • Give workers “adequate” rest breaks where the pattern of work is such as to put their health and safety at risk, in particular where work is monotonous.
  • Keep and maintain records showing whether the limits on average working time and provision of health and safety assessments are being complied with in the case of each worker.
  • Allow workers the following rest periods unless they are exempt, in which case compensatory rest will usually need to be given (please contact us to discuss if compensatory rest may be relevant):
  • 11 hours’ uninterrupted rest per day;
  • 24 hours’ uninterrupted rest per week (or 48 hours uninterrupted rest per fortnight); and
  • A rest break of 20 minutes when working more than six hours per day.
  • Allow workers 5.6 weeks’ paid holiday a year (equivalent to 28 days for a full-time worker including the eight UK bank holidays).

There are special rules for young workers and night workers.

Health and Safety

Employers are responsible for the health and safety of their employees while they are at work.

Recommended steps

  • Appoint a “competent person”. This could involve appointing a specific employee to undertake particular responsibilities as a mobile Health & Safety Manager, or use an external consultant as and when required.
  • Have a written health and safety policy statement (all employers with five or more employees are legally required to have such a statement).
  • Manage health and safety risks in the employees’ workplace. In the case of homeworkers, this will involve carrying out a risk assessment and taking appropriate measures in light of that assessment. This may involve a health check of employees if deemed necessary.
  • Consult all employees on health and safety and provide them with training and information relating to health and safety. There is certain information that employees must be provided with before starting or as soon as practicable after they have started. Please see the Health and Safety Executive (HSE) site (linked below) for further information.
  • Employees must also be informed if there are changes that may have health and safety implications (again, please see the HSE site).
  • Protect the safety and health of employees, including people with disabilities, and provide welfare facilities. “Welfare facilities” are those that are necessary for employees’ well-being, such as washing, toilet, rest and changing facilities, and somewhere clean to eat and drink during breaks. The employer is responsible for providing employees with personal protective equipment free of charge where such equipment is necessary and paying for eye and eyesight tests for those who use computers.
  • Make appropriate arrangements for first aid, accidents and ill health.

Record-keeping and reporting obligations

Employers have record-keeping and reporting obligations to the HSE in relation to work-related deaths, injuries, cases of disease, or near misses involving employees no matter where they are working. Further information can be found on the HSE website.

Employers who have ten or more employees (regardless of location) must maintain an Accident Book, to record all work related injuries, accidents and near misses. This should record:

  • The name and address of the person injured or involved in the incident;
  • What happened, when and where;
  • Who witnessed the incident; and
  • Any other relevant details.

Employers’ Liability Insurance

Employees may be injured at work or they, or former employees, may become ill as a result of their work while in a company’s employment. They might try to claim compensation from their employer if they believe it is responsible. Employers are obliged to have at least a minimum level of insurance cover against any such claims.

Modern slavery statement

If turnover exceeds £36 million in a financial year, an employer needs to publish a Modern Slavery Act Transparency Statement on their website. This must set out steps taken to ensure slavery and human trafficking is not taking place in its supply chain or any part of its own business (or must state that the business has not taken any steps, though this is unlikely to be an attractive option). The statement must be approved and signed off by senior management before publication on the website. For more information see our Inbrief on the Modern Slavery Act.

Registration with the Information Commissioner’s Office

A prospective employer needs to notify the Information Commissioner’s Office (ICO) that it intends to process personal information before processing any personal data about employees and pay a small data protection fee.

The ICO’s Employment Practices Code considers data protection in employment records and makes a number of recommendations that an employer should consider when deciding on the retention of employee records, balancing an employer’s need to keep records and a worker’s right to respect for their private life.

Post-Brexit, the Data Protection Act 2018 and the UK General Data Protection Regulation (UK GDPR) contain the key record-keeping requirements in respect of UK law. The ICO’s guide to the UK GDPR is a helpful starting point. Our team of data specialists would also be very happy to assist with any questions that you may have.

Useful resources

  • Right to work checks:
  • Payroll:
  • Working time guidance:
  • Health & safety obligations and guidance:
  • Reporting requirements:
  • Employer’s liability insurance guidance:
  • Registration with the ICO office:
  • Record keeping – data protection guidance:

Type: Inbrief

Related Item(s): Employment

Author(s)/Speaker(s): Zoe Ingenhaag, Hannah Price,

Categories hong-kong

Lewis Silkin – Compliance requirements for new employers in Great Britain

When setting yourself up as an employer in Great Britain it is important to ensure that you understand and follow all the relevant rules. This Inbrief summarises the main legal obligations and administrative requirements that apply to new employers.

Text:

Please note that this Inbrief does not cover Northern Ireland, where many of the principles are the same but specific laws may be different.

Inside

Pre-Employment Checks

Immigration

It is a criminal offence to knowingly employ an illegal worker, or to have reasonable cause to believe this is the case. There is also a civil penalty regime for employing someone who does not have permission to work in the UK. An employer must also ensure they do not employ a person outside of any restriction on the type of work they can do, or the number of hours per week they can work.

An employer is responsible for checking that all its employees have the right to work in the UK, even if they will be working at home. If the employer has performed the checks correctly, it will have a statutory excuse against liability for a penalty of up to £20,000 if a person turns out to be an illegal worker. The employer must carry out right to work checks in line with the Home Office document, Right to work checks: an employer’s guide – GOV.UK (www.gov.uk). It is important to note that the employer will not have an excuse if it knowingly employs an illegal worker or has reasonable cause to believe it is doing so, regardless of any document checks carried out before or during a person’s employment.

Depending on the circumstances of the individual, a right to work check should normally be carried out either as a digital, online or manual check. The Home Office Employers’ right to work checklist covers the process for each of these. Where indicated in the Employer’s right to work checklist, or where an individual has an outstanding application, administrative review or appeal, the employer should use the Employer Checking Service and obtain a Positive Verification Notice.

Immigration law is complex, particularly where a person has restrictions on their right to work or is a sponsored worker, and there are significant penalties for getting it wrong. Specialist advice should be sought if required, and our team of immigration specialists would be very happy to assist with any questions that you may have.

Other Checks

Employers usually take references from former employers and often check the prospective employee’s qualifications. Rules about rehabilitation of offenders and data protection laws mean that criminal record checks can only be used in limited circumstances.

Statement of Main Terms and Conditions of Employment

When an employer first employs someone, it is required to give them a statement of the main terms and conditions of their employment no later than the beginning of their employment. The contents of the statement are determined by statute. For more information see our Inbrief on Contracts of Employment.

Employees also have a number of minimum rights which should be reflected in their contract, including:

  • to be paid at least National Minimum Wage;
  • to be given sufficient rest breaks;
  • 5.6 weeks’ paid holiday each year;
  • a right to minimum statutory notice on termination of employment.

Employment policies

Employers are required to have certain policies and procedures. Some are a minimum legal requirement, while there are many other policies that it is good practice to have in place. Legally required policies are:

  • Disciplinary policy;
  • Grievance policy;
  • Suite of data protection compliant personal data policies, including Privacy Notice, Record of Processing, Breach Policy, Workplace Responsibilities Policy, External Privacy Notice;
  • Equal opportunities/diversity policy (not strictly a legal requirement, but an essential element of a defence to a discrimination claim);
  • Health and safety policy statement; and
  • If turnover is greater than £36 million in a financial year, a statement on modern slavery.

Other policies that it may be useful to have include:

  • Harassment and bullying policy;
  • Sickness absence policy;
  • Flexible working policy;
  • Home working policy;
  • Whistleblowing policy.

Payroll

Pay As You Earn (PAYE) is the system that HM Revenue & Customs (HMRC) uses to collect Income Tax and National Insurance contributions (NICs) from employees’ pay as they earn it. An employer has to register with HMRC and set up a payroll system. Once registered, the employer receives their Employer PAYE reference and links to the HMRC website where it can download all the forms and information needed to operate PAYE.

Employers are required to deduct tax and NICs from employees’ pay each pay period and to pay Employer’s Class 1 NICs if they earn above a certain threshold. These amounts are paid to HMRC monthly or quarterly. If the correct amounts are not sent, or are sent in late, interest may be payable. In order to make such deductions from an employee’s pay the employer needs their employer PAYE reference, the employee’s tax code and the employee’s National Insurance number. The employee will be able to supply their National Insurance number. The employee’s tax code is usually available from their P45 or P46. The employee’s gross pay, deductions and net pay must be outlined in an itemised payslip.

After the end of the tax year (which runs from 6 April to 5 April every year) an employer must send HMRC an Employer Annual Return (form P35 and forms P14). Almost all employers are required to file this online.

Pension Auto-Enrolment

All employers in the UK must automatically enrol eligible jobholders in a qualifying pension scheme or the National Employment Savings Trust (NEST), unless they are already members of a qualifying scheme. For more information see our Inbrief on Pension auto-enrolment.

Record Keeping

An employer’s main legal obligations in relation to record keeping are:

  • Payroll and wage records must be kept for six years from the financial year-end in which payments were made.
  • PAYE records must be kept for not less than three years after the end of the tax year to which they relate.
  • Sickness records required for the purposes of statutory sick pay must be kept for three years after the end of the tax year in which payments are made.
  • Maternity records must be kept for three years after the end of the tax year in which the maternity pay period ends.
  • Any report of a reportable accident, death or injury in connection with work must be kept for at least three years from the date the report was made.
  • Records in relation to hours worked and payments made to employees must be kept for six years beginning with the end date of the following pay reference period.
  • Immigration checks must be kept until two years after the termination of employment.

Working Time

All employers must comply with the Working Time Regulations 1998, which set out limits on working time together with employees’ entitlements to rest breaks and holidays. Employers are responsible for managing employees’ working time. For more information see our Inbrief on the Working Time Regulations.

The main obligations for employers in relation to employees who work during the day are:

  • Take all reasonable steps to ensure that each worker’s average working time (including overtime) does not exceed 48 hours per week. The averaging is performed over a 17 week period.
  • Give workers “adequate” rest breaks where the pattern of work is such as to put their health and safety at risk, in particular where work is monotonous.
  • Keep and maintain records showing whether the limits on average working time and provision of health and safety assessments are being complied with in the case of each worker.
  • Allow workers the following rest periods unless they are exempt, in which case compensatory rest will usually need to be given (please contact us to discuss if compensatory rest may be relevant):
  • 11 hours’ uninterrupted rest per day;
  • 24 hours’ uninterrupted rest per week (or 48 hours uninterrupted rest per fortnight); and
  • A rest break of 20 minutes when working more than six hours per day.
  • Allow workers 5.6 weeks’ paid holiday a year (equivalent to 28 days for a full-time worker including the eight UK bank holidays).

There are special rules for young workers and night workers.

Health and Safety

Employers are responsible for the health and safety of their employees while they are at work.

Recommended steps

  • Appoint a “competent person”. This could involve appointing a specific employee to undertake particular responsibilities as a mobile Health & Safety Manager, or use an external consultant as and when required.
  • Have a written health and safety policy statement (all employers with five or more employees are legally required to have such a statement).
  • Manage health and safety risks in the employees’ workplace. In the case of homeworkers, this will involve carrying out a risk assessment and taking appropriate measures in light of that assessment. This may involve a health check of employees if deemed necessary.
  • Consult all employees on health and safety and provide them with training and information relating to health and safety. There is certain information that employees must be provided with before starting or as soon as practicable after they have started. Please see the Health and Safety Executive (HSE) site (linked below) for further information.
  • Employees must also be informed if there are changes that may have health and safety implications (again, please see the HSE site).
  • Protect the safety and health of employees, including people with disabilities, and provide welfare facilities. “Welfare facilities” are those that are necessary for employees’ well-being, such as washing, toilet, rest and changing facilities, and somewhere clean to eat and drink during breaks. The employer is responsible for providing employees with personal protective equipment free of charge where such equipment is necessary and paying for eye and eyesight tests for those who use computers.
  • Make appropriate arrangements for first aid, accidents and ill health.

Record-keeping and reporting obligations

Employers have record-keeping and reporting obligations to the HSE in relation to work-related deaths, injuries, cases of disease, or near misses involving employees no matter where they are working. Further information can be found on the HSE website.

Employers who have ten or more employees (regardless of location) must maintain an Accident Book, to record all work related injuries, accidents and near misses. This should record:

  • The name and address of the person injured or involved in the incident;
  • What happened, when and where;
  • Who witnessed the incident; and
  • Any other relevant details.

Employers’ Liability Insurance

Employees may be injured at work or they, or former employees, may become ill as a result of their work while in a company’s employment. They might try to claim compensation from their employer if they believe it is responsible. Employers are obliged to have at least a minimum level of insurance cover against any such claims.

Modern slavery statement

If turnover exceeds £36 million in a financial year, an employer needs to publish a Modern Slavery Act Transparency Statement on their website. This must set out steps taken to ensure slavery and human trafficking is not taking place in its supply chain or any part of its own business (or must state that the business has not taken any steps, though this is unlikely to be an attractive option). The statement must be approved and signed off by senior management before publication on the website. For more information see our Inbrief on the Modern Slavery Act.

Registration with the Information Commissioner’s Office

A prospective employer needs to notify the Information Commissioner’s Office (ICO) that it intends to process personal information before processing any personal data about employees and pay a small data protection fee.

The ICO’s Employment Practices Code considers data protection in employment records and makes a number of recommendations that an employer should consider when deciding on the retention of employee records, balancing an employer’s need to keep records and a worker’s right to respect for their private life.

Post-Brexit, the Data Protection Act 2018 and the UK General Data Protection Regulation (UK GDPR) contain the key record-keeping requirements in respect of UK law. The ICO’s guide to the UK GDPR is a helpful starting point. Our team of data specialists would also be very happy to assist with any questions that you may have.

Useful resources

  • Right to work checks:
  • Payroll:
  • Working time guidance:
  • Health & safety obligations and guidance:
  • Reporting requirements:
  • Employer’s liability insurance guidance:
  • Registration with the ICO office:
  • Record keeping – data protection guidance:

Type: Inbrief

Related Item(s): Employment

Author(s)/Speaker(s): Zoe Ingenhaag, Hannah Price,